Amaltash Chief Compliance Officer San Francisco, CA · Full time Company website

Apply for Chief Compliance Officer

Amaltash is an AI-powered algorithmic trading infrastructure platform built by Rainbow Labs Inc. We’re transforming how wealth managers, hedge funds, and RIAs access institutional-grade quantitative strategies. Our marketplace connects sophisticated algorithmic strategies — backtested, validated, and ready to deploy — directly to portfolio managers through seamless brokerage integrations across US and Indian markets. Think of us as the bridge between cutting-edge quant research and the advisors who manage real capital. We’re backed by a growing community of strategy creators (including top university quant teams) and are scaling rapidly across the wealth management ecosystem. Headquartered in San Francisco, we’re a lean, high-velocity team building the future of democratized alpha.

About Amaltash

Amaltash is building an AI-native wealth platform. People describe an investing idea in plain English; our agents turn it into rules-based code that runs in an isolated environment, with risk rules that can move a portfolio to cash, gold or T-bills when volatility rises. Every strategy shows exactly how it is built. We are a small team in San Francisco. Our customers are people like us: engineers, product managers and leaders who invest their own money.

Amaltash Advisors LLC is an SEC-registered investment adviser; registration does not imply a certain level of skill or training. Brokerage, custody and trade execution are provided by Alpaca Securities LLC, member FINRA and SIPC. We are backed by investors including IDEO Labs, Balaji Srinivasan and Plug and Play.

The role

Set up and run the compliance program for Amaltash Advisors LLC: policies, testing, marketing review and regulatory exams.

What you will do

• Own the compliance manual, annual review and testing program.
• Review marketing, product copy and client communications before they ship.
• Lead SEC exams and regulatory filings.

What you bring (10+ years)

• 10+ years in compliance, with time as CCO or deputy CCO of an RIA.
• Built a compliance program from scratch, or rebuilt one.
• Working knowledge of the Advisers Act and the Marketing Rule.

Big bonus

• You work, or have worked, in fintech, wealth management, brokerage or trading.
• You invest your own money and have used Wealthfront, Betterment, Robinhood or similar, and wanted more control than they give you.
• Fintech, robo-adviser or broker-dealer experience.

Pay

$200K - $270K / yr base, plus equity. Hybrid, San Francisco, California, United States.

How to apply

Apply on this page, then email [email protected] with the subject "Chief Compliance Officer" and short answers to:

1. Which compliance programs have you set up or run (RIA, broker-dealer, fintech)?
2. Walk us through an SEC or FINRA exam you led. What did the examiners find?
3. Which policy or control did you write that you are proud of?
4. What is the best use of AI you have shipped or relied on that you have not heard anyone else describe?
5. What are you most proud of, and why?
6. Which investing tools do you use today (Wealthfront, Betterment, Robinhood, a spreadsheet), and what do they get wrong for you?